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| About site: Financial Services/Investment Services - The Consortium |
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| About site: http://www.liftburden.com/ |
Title: Financial Services/Investment Services - The Consortium Renders compliance, practice management and marketing support to broker/dealers and investment advisors.
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Registered Investment Advisors and Broker/Dealers face two tough problems:
How to market effectively
How to comply with the maze of securities regulations
The Consortium provides solutions to this balancing act
 Clients include Financial Planners, Money Managers, Investment Advisors,
and Broker/Dealers
The Consortium renders compliance, practice management, and marketing
assistance
One-person operations as well as large national firms have used our
services
An ideal client calls before the crisis happens to prevent one from
happening
The perfect assignment is of an on-going relationship to solve multiple
specific problems
Start-up Services get firms through registration and red tape in all
jurisdictions
Tune-ups include mock audits, compliance manuals, and continuing education
Low-cost high-impact marketing campaigns are developed through coaching
firms.
WHAT (WHO) IS THE CONSORTIUM?
When you engage The Consortium, you are tapping into the community of
goods brought to you through the expertise of Nancy Lininger.
Generally thought of as an association or joint effort, this consortium
brings together the body of knowledge of compliance, practice management,
and marketing through the years of industry experience of its
founder. Nancy Lininger has hands-on experience in sales, marketing,
and compliance.
Nancy Lininger, Founder/Consultant, has worked in the Financial Services
Industry since 1978. Starting on the sales side as a Stockbroker, she
transitioned to a Compliance Officer for a Broker/Dealer and Registered
Investment Advisor. Nancy is often
quoted in the trade journals and speaks at industry conventions on Success
Strategies, Marketing, and Compliance.
The Consortium is built on 100% referrals. Because the quality of work is
nationally recognized in the industry, the demand for consulting time is high.
"Pre-engagement" consultations are subject to billable time.
You can email Nancy at Nancy
Lininger
P.O. Box 2682
Camarillo, CA 93011-2682
(805) 987-6115Privacy Notice
Home - Consulting
- Speaking - References
- Products - Reflections
- Free Resources - Free CompliancE-Post - Request Info - CompliancE-News - Go to CEO--The Book - Contact Nancy |
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Renders | compliance, | practice | management | and | marketing | support | to | broker/dealers | and | investment | advisors. |
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http://www.liftburden.com/
The Consortium 2008 October
dvd rental
dvd
Renders compliance, practice management and marketing support to broker/dealers and investment advisors.
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